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Free Newsletter - Register Now:
In order to support our professional introducers,
we regularly issue Technical Newsletters
that show a summary of the current planning
tools - if you are Registered, then we can
keep you updated on a wide range of planning
tools that will help you generate new business
and of course, additional income.
As a Registered Introducer, you will be
eligible to discuss client specific cases
with our Technical Adviser, Paul Stewart.
Background Note:
Before we can discuss technical details
of any client planning, it is important
that we are able to protect our intellectual
property, and that the you know what is
expected within the overall relationship.
The following are the main points to consider:
We look forward to
hearing from you!
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Corporate
Consulting (Taxation) Ltd.
Suite 12577
145-157 St. John's Street
London
EC1V 4PY
Mobile
(MD): 07968726447
Mobile (Tech Advisor): 07983 630 305
Landline: 0203 371 9516
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NON-CIRCUMVENT
& ADVISOR FEE AGREEMENT - SEPTEMBER
2011
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Completion of this form binds you
to the Non-Circumvention and Fee Agreement
set out below. Where
an external Provider supplies specific
tax planning services, these services
may require you to sign an NDA from
the Provider.
Please Note: You may not copy or use
any materials or notes from this web
site as marketing materials unless
you have express written permission
from us before doing so. This applies
to emails as well as printed materials.
Our
"Planning Overview Notes"
are designed to give you an overview
of some planning ideas - they are
not a complete technical manual, and
there will be questions that need
to be asked about how certain things
are implemented. All materials provided
for IFAs are not designed for use
with Clients and are for the education
purposes of authorised Financial Advisors
only.
This agreement is made this day of
2011 BETWEEN:
CORPORATE CONSULTING
(TAXATION) LIMITED, Registered Company
Number 06592789; whose registered
office is at: Suite 12577, 145-157
St John's Street, London, EC1V 4PY.
(hereinafter called "Corporate Consulting");
and
The Advisor Individual and Company
named at the bottom of this form (hereinafter
called "The Introducer"),
(Each of "Corporate Consulting" and
"The Introducer" being classed as
a "Party" and together classed as
the "Parties").
A. Corporate Consulting is a private
consultancy specialising in the implementation
of tax mitigation concepts, trust
applications, succession planning
and protection advice. It is not authorised
to give investment advice.
B. The Introducer is a limited company/individual
wishing to access a range of non-regulated
consultancy services, and investment
contacts for the benefit of the Company,
their Clients and Directors, Shareholders
and Employees.
C. After establishing client needs,
appropriate solutions will be recommended
by Corporate Consulting, either directly
or, if required, from a range of qualified
solution providers.
It is agreed that all fees payable
to Corporate Consulting for the provision
of expertise and assistance will be
shared with the Introducer as follows:
a) Introducer attends 100% of the
client meetings and carries out full
completion of all paperwork (supported
by Corporate Consulting acting as
a telephone and email support service)-
70% will be paid to the Introducer
and 30% retained by Corporate Consulting.
b) Corporate Consulting are involved
in the case by way of attending meetings
with either the Introducer and/or
the client - 40% will be paid to the
Introducer and 60% will be retained
by Corporate Consulting.
c) Corporate Consulting carry out
100% of the client meetings and complete
all the paperwork - 20% will be paid
to the Introducer and 80% will be
retained by Corporate Consulting.
For each case introduced, Corporate
Consulting and the Introducer will
agree which of the above is being
accepted as the correct fee split,
before the fees are earned.
The introducer will agree not to circumvent
Corporate Consulting by using providers,
concepts and planning knowledge highlighted
at any meetings related to specific
cases.
Corporate Consulting will agree to
keep all client information confidential,
and not attempt to circumvent the
Introducer by offering competing services
to that client.
Corporate Consulting UK will advise
the Introducer in writing of the fee
amount and, within 7 days of full
payment of the fee, will request the
Introducer sends an invoice to Corporate
Consulting UK for the commission payment
equal to either 70%, 40% or 20% of
the fee amount. Corporate Consulting
UK will make full payment of the fee
by return.
Non-Circumvent Agreement:
Discussions between The Introducer
and Corporate Consulting regarding
novel tax strategies (the "Purpose").
Corporate Consulting is a firm of
taxation facilitators specialising
in marketing a range of taxation strategies
provided by various specialists (the
"Tax Specialists"). The Introducer
has clients who may be interested
in utilising such taxation strategies
in the future. This letter (the "Agreement")
sets out the terms on which each of
us agrees to make available to the
other certain information, which we
regard as confidential in the course
of our discussions.
This Agreement shall commence on
the date on which the form details
are submitted via the web site.
For the purpose of this Agreement
the expression "Confidential Information"
shall include all information know-how
knowledge or data which either of
us wishes to protect against unrestricted
disclosure and which is marked as
confidential or proprietary or is,
by its nature, clearly confidential.
Confidential Information for the purposes
of this Agreement shall not include
information:
a) which can be shown to have been
already in the possession of the recipient
by legitimate means at the time of
disclosure; or
b) which can be shown to have been
independently developed or acquired
by the recipient without any breach
of confidence or any infringement
of third party rights; or
c) which is or becomes in the public
domain other than through breach of
this Agreement; or
d) is trivial or obvious.
In consideration of the opportunity
to consider the other's Confidential
Information, we each undertake:
a) to maintain the Confidential Information
in strict confidence save where ordered
to disclose by a competent court of
law or other empowered tribunal or
authority;
b) to the extent permitted by law,
to inform the other party promptly
where disclosure has been ordered
as envisaged in paragraph (a) immediately
above;
c) to use the other's Confidential
Information solely for the Purpose;
d) not to copy or reproduce the Confidential
Information (or the Advisor Presentation)
or make any record or re-formatting
of it save as is reasonably necessary
for the Purpose or to incorporate
or combine or otherwise make derivatives
of the Confidential Information;
e) to return or destroy all Confidential
Information in our possession on the
written instruction of the other;
and
f) only to disclose the other's Confidential
Information to such of our employees,
directors, agents, and/or professional
advisors as need to know for the Purpose
and on condition that they will be
informed of the confidential nature
of such Confidential Information and
directed to deal with it on terms
no less onerous than the terms of
this Agreement.
g) not to knowingly in any way whatsoever
circumvent the interests of the disclosing
party in the Confidential Information
disclosed by it and to refrain from
carrying out or omitting to carry
out any act which would in any way
diminish the value interests or benefits
of the disclosing party in the Confidential
Information disclosed. Corporate Consulting
agrees that should any tax strategy
be pursued at the conclusion of the
Purpose between The Introducer and
any of its Tax Specialists Corporate
Consulting's function will be to administer
such cases and ensure that fees are
paid as agreed in accordance with
the appropriate fee agreement to be
entered into between The Introducer,
Corporate Consulting and the relevant
Tax Specialist. Corporate Consulting
and The Introducer undertake to agree
the fee structure between them prior
to any agreement with the Tax Specialist
being finalised.
For the avoidance of doubt, each of
us shall retain all property rights
in our respective Confidential Information
at all times, however, neither of
us shall be prevented from making
use of know-how and principles learned
or experience gained of a non-proprietary
or non-confidential nature.
We each agree that if a competent
court declares any of the terms of
this Agreement unenforceable all the
other terms shall remain in full force
and effect and the unenforceable term
shall remain to the extent that it
is enforceable.
We each agree that damages may not
adequately address the consequences
arising from breach of this Agreement
and that in addition to other remedies
available we shall each have the right
to apply for injunctive relief.
Further we each agree that where the
equitable principles of English law
provide a greater degree of protection
or a wider remedy than those available
under this Agreement the equitable
principles apply instead of the relevant
provisions of this Agreement.
The Contracts (Rights of Third Parties)
Act 1999 shall have no application
to this Agreement and neither of us
intends to benefit any third party.
This Agreement shall be governed by
English law and subject to the exclusive
jurisdiction of the English courts.
Your
acceptance of this Agreement is taken
by you completing your details and
pressing the SEND button below. Please
also keep a printed copy of this page
for your own records.
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